PTC Inc.
PTC INC. (Form: 8-K, Received: 03/01/2017 16:10:38)
 
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, DC 20549
 
FORM 8-K
 
CURRENT REPORT PURSUANT
TO SECTION 13 OR 15(D) OF THE
SECURITIES EXCHANGE ACT OF 1934
 
 
Date of report (Date of earliest event reported)
March 1, 2017
 
PTC Inc.
(Exact Name of Registrant as Specified in Its Charter)
 
Massachusetts
(State or Other Jurisdiction of Incorporation)
 
0-18059
04-2866152
(Commission File Number)
(IRS Employer Identification No.)
 
140 Kendrick Street
Needham, Massachusetts
 
02494-2714
(Address of Principal Executive Offices)
(Zip Code)
 
(781) 370-5000
(Registrant’s Telephone Number, Including Area Code)
 
 
(Former Name or Former Address, if Changed Since Last Report)
 
 
     Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions ( see General Instruction A.2. below):
 
Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
 
 
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
 
 
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
 
 
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
 
 
 
 
 
 
Section 5 – Corporate Governance and Management
 
Item 5.07 
Submission of Matters to a Vote of Security Holders.
 
The Annual Meeting of Stockholders was held on March 1, 2017. Four proposals were before the meeting:
Elect eight directors to serve until the 2018 Annual Meeting of Stockholders;
Advisory vote to approve the compensation of our named executive officers (Say-on-Pay);
Advisory vote on the frequency of the Say-on-Pay vote;
Advisory vote to confirm the selection of PricewaterhouseCoopers LLP as PTC’s independent registered public accounting firm for the current fiscal year.
 
The votes with respect to the proposals are set forth below.
 
Elect Seven Directors to Serve until the 2018 Annual Meeting of Stockholders
 
For
 
Withheld
 
Broker Non-Votes
Janice Chaffin
 
101,095,606
 
 
230,828
 
 
5,497,446
 
Phillip Fernandez
 
101,071,885
 
 
254,549
 
 
5,497,446
 
Donald Grierson
 
99,410,593
 
 
1,915,841
 
 
5,497,446
 
James Heppelmann
 
101,084,326
 
 
242,108
 
 
5,497,446
 
Klaus Hoehn
 
101,086,487
 
 
239,947
 
 
5,497,446
 
Paul Lacy
 
100,348,280
 
 
978,154
 
 
5,497,446
 
Robert Schechter
 
100,572,932
 
 
753,502
 
 
5,497,446
 
Renato Zambonini
 
100,692,971
 
 
633,463
 
 
5,497,446
 
 
 
Advisory Vote to Approve the Compensation of Our Named Executive Officers (Say-on-Pay).
For
 
Against
 
Abstain
 
Broker Non-Votes
97,496,016
 
 
3,329,293
 
 
501,125
 
 
5,497,446
 
 
Advisory vote on the frequency of the Say-on-Pay vote.
1 Year
 
2 Years
 
3 Years
 
Abstain
91,296,008
 
 
11,447
 
 
9,906,081
 
 
112,898
 
 
Advisory Vote to Confirm the Selection of PricewaterhouseCoopers LLP as PTC’s Independent Registered Public Accounting Firm for the Current Fiscal Year.
For
 
Against
 
Abstain
 
Broker Non-Votes
104,426,028
 
 
2,322,245
 
 
75,607
 
 
 
 
 
 
 
SIGNATURES
 
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
 
PTC Inc.
 
 
Date: March 1, 2017
By:
/s/ Aaron C. von Staats
 
 
 
Aaron C. von Staats
 
 
 
General Counsel & Secretary